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중고외서 Security Risk Assessment and Management
A Professional Practice Guide for Protecting Buildings and Infrastructures
Biringer, Betty E. / Matalucci, Rudolph V. / O'connor, Sharon L.
Wiley 2007.02.20.
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목차

Figures xv



Tables xix

Preface xxi

Acknowledgments xxv

Part I 1

1 Security Risk Assessment and Management Process 3

1.1 Introduction 3

1.2 Security Risk Equation 6

1.3 Security Risk Assessment and Management Process 8

1.3.1 Facility Characterization 9

1.3.2 Threat Analysis 10

1.3.3 Consequence Analysis 11

1.3.4 System Effectiveness Assessment 13

1.3.5 Risk Estimation 16

1.3.6 Comparison of Estimated Risk Levels 17

1.3.7 Risk Reduction Strategies 17

1.4 Presentation to Management 18

1.5 Risk Management Decisions 18

1.6 Information Protection 19

1.7 Process Summary 19

1.8 References 20

1.9 Exercises 21

2 Screening Analysis 23

2.1 Introduction 23

2.2 Screening Analysis Methods 23

2.3 Summary 30

2.4 References 30

2.5 Exercises 30

3 Facility Characterization 31

3.1 Introduction 31

3.2 Undesired Events 32

3.3 Facility Description 33

3.3.1 Physical Details 33

3.3.2 Cyber-Information System 34

3.3.3 Facility Operations 34

3.3.4 Security Protection Systems 35

3.3.5 Workforce Description 38

3.3.6 Restrictions, Requirements, Limitations 39

3.4 Critical Assets 40

3.4.1 Generic Fault Tree 40

3.4.2 Identifying Critical Assets 42

3.5 Protection Objectives 44

3.6 Summary 45

3.7 References 46

3.8 Exercises 46

4 Threat Analysis 49

4.1 Introduction 49

4.2 Sources of Threat Information 50

4.2.1 Local and State Sources 51

4.2.2 National Sources 52

4.3 Adversary Spectrum 53

4.4 Adversary Capability 56

4.5 Threat Potential for Attack 58

4.5.1 Outsider Threat 62

4.5.2 Insider Threat 69

4.6 Summary 71

4.7 References 71

4.8 Exercises 72

5 Consequence Analysis 75

5.1 Introduction 75

5.2 Reference Table of Consequences 75

5.3 Consequence Values for Undesired Events 77

5.4 Summary 81

5.5 References 81

5.6 Exercises 81

6 Asset Prioritization 83

6.1 Introduction 83

6.2 Prioritization Matrix 84

6.3 Summary 85

6.4 References 85

6.5 Exercises 86

7 System Effectiveness 87

7.1 Introduction 87

7.2 Protection System Effectiveness 88

7.2.1 Adversary Strategies 88

7.2.2 Physical Protection System Effectiveness 90

7.2.3 Cyber-Protection System Effectiveness 106

7.3 Summary 116

7.4 References 117

7.5 Exercises 118

8 Estimating Security Risk 121

8.1 Introduction 121

8.2 Estimating Security Risk 121

8.2.1 Conditional Risk 122

8.2.2 Relative Risk 122

8.3 Summary 125

8.4 References 125

8.5 Exercises 125

9 Risk Reduction Strategies 127

9.1 Introduction 127

9.2 Strategies for Reducing Likelihood of Attack 127

9.3 Strategies for Increasing Protection System Effectiveness 129

9.3.1 Physical Protection System Upgrades 129

9.3.2 Cyber-Protection System Upgrades 129

9.3.3 Protection System Upgrade Package(s) 129

9.4 Strategies for Mitigating Consequences 132

9.4.1 Construction Hardening 133

9.4.2 Redundancy 141

9.4.3 Optimized Recovery Strategies 143

9.4.4 Emergency Planning 145

9.5 Combinations of Reduction Strategies 148

9.6 Summary 149

9.7 References 150

9.8 Exercises 151

10 Evaluating Impacts 153

10.1 Risk Level 153

10.2 Costs 157

10.3 Operations/Schedules 159

10.4 Public Opinion 160

10.5 Other Site-Specific Concerns 160

10.6 Review Threat Analysis 161

10.7 Summary 162

10.8 References 162

10.9 Exercises 163

11 Risk Management Decisions 165

11.1 Introduction 165

11.2 Risk Assessment Results 166

11.2.1 Executive Summary 167

11.2.2 Introduction 167

11.2.3 Threat Analysis 168

11.2.4 Consequence Analysis 168

11.2.5 System Effectiveness Assessment 169

11.2.6 Risk Estimation 169

11.2.7 Risk Reduction Strategies and Packages 170

11.2.8 Impact Analysis 170

11.2.9 Supporting Documentation 171

11.2.10 Report Overview 171

11.3 Risk Management Decisions 171

11.4 Establish Design Threat 173

11.5 Summary 174

11.6 References 174

11.7 Exercises 174

12 Summary 175

12.1 Facility Characterization 177

12.2 Threat Analysis 178

12.3 Consequence Analysis 180

12.4 System Effectiveness Assessment 180

12.5 Risk Estimation 182

12.6 Comparison of Estimated Risk Level to Threshold 183

12.7 Risk Reduction Strategies 183

12.8 Analysis of Impacts Imposed by Risk Reduction Upgrade Packages 184

12.9 Presentation to Management 185

12.10 Risk Management Decisions 185

Part II 187

13 Demonstration of the Security Risk Assessment and Management Process 189

13.1 Introduction 189

13.2 Security Risk Assessment and Management Process 190

13.3 Screening Analysis 192

13.4 Facility Characterization 195

13.5 Operations 196

13.6 General Description 198

13.7 Threat 214

13.8 Consequences 228

13.9 Prioritization Analysis 238

13.10 Protection System Effectiveness 243

13.10.1 Physical Protection System Effectiveness 245

13.10.2 Analysis of Blast Effects 264

13.11 Estimation of Risk 269

13.11.1 Risk Summary 269

13.12 Risk Reduction Strategies 272

13.12.1 Physical Protection System Upgrades 273

13.12.2 Result of Physical Protection System Upgrades 276

13.12.3 Cyber-Protection System Upgrades 280

13.12.4 Results of Cyber-Protection System Upgrades 281

13.12.5 Consequence Mitigation Upgrades 281

13.12.6 Summary 284

13.13 Impact Analysis 285

13.13.1 Impacts of Upgrade Package 285

13.13.2 Impacts of Consequence Mitigation Package 288

13.14 Presentation to Management 288

13.14.1 Threat Description 289

13.14.2 Security Risk Estimates for the Baseline System 289

13.14.3 Risk Reduction Packages 290

13.14.4 Impact Analysis for Risk Reduction Package 294

13.15 Risk Management Decisions 295

Appendix A: Generic Fault Tree for Buildings 297

Appendix B: Adversary Sequence Diagrams 303

Appendix C: Physical System Effectiveness Worksheets 309

Appendix D: Insider Threat 329

Acronyms 345

Glossary 347

Index 353

저자 소개

BETTY E. BIRINGER is currently the manager of the Security Risk Assessment Department at Sandia National Laboratories. She has developed security risk assessment methodologies for dams, high-voltage electric power transmission, chemical facilities, communities, and energy infrastructures that connect the gas industry to the electric power grid. She previously managed projects for the Office of Counterintelligence, where she developed a risk method to address the insider threat.

RUDOLPH V. MATALUCCI, PhD, PE, is a retired Lieutenant Colonel in the United States Air Force and President of Rudolph Matalucci Consultants, Inc. Prior to starting his consulting firm, Dr. Matalucci was a project engineer/manager for Sandia National Laboratories, where he directed numerous risk-related projects for the Department of Energy, the Department of Defense, several other government agencies, and private organizations. He has developed, validated, implemented, and taught risk assessment methodologies for dams/locks/levees, electric power generation/transmission facilities, buildings, and other infrastructures.

SHARON L. O'CONNOR is a Principal Member of the Laboratory Staff in the Security Systems and Technology Center at Sandia National Laboratories. For the last ten years, she has supported Architectural Suretyⓒ and security risk assessment work. Her baccalaureate degree is from the University of New Mexico.

품목정보

발행일
2007년 02월 20일
쪽수, 무게, 크기
384쪽 | 703g | 164*243*27mm
ISBN13
9780471793526

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